Risk and Compliance Questions and Answers

Through a series of questions and answers, covering common to complex issues, this new edition provides practical guidance on points that those tasked with risk and compliance in their firm or business need to consider and respond to quickly. It also provides invaluable assistance to all managers and fee earners working in the firm.
The new second edition of Risk and Compliance Questions and Answers has been updated to incorporate the latest regulatory information and guidance from government, the SRA, LSAG and the Law Society.

Through a series of over 200 questions and answers, covering common to complex issues, this book provides practical guidance on points that those tasked with risk and compliance in their firm or business need to consider and respond to quickly. It also provides invaluable assistance to all managers and fee earners working in the firm.

Covering key areas such as:
* anti-money laundering
* financial crime, including sanctions
* Economic Crime and Corporate Transparency Act 2023
* the regulatory framework
* the SRA Accounts Rules
* data protection
* professional ethics
* conflicts and confidentiality
* client care and
* law firm management and HR.

Each question and answer also suggests helpful resources and provides valuable compliance tips.

An essential companion on your risk and compliance journey; this book can be dipped into as required or read cover to cover to assist with a firm or legal department's risk assessment and audit process.

UK Delivery:

• Free delivery on all orders of £10 or more.
• £1.49 delivery fee on orders below £10.
• UK orders are shipped via Royal Mail 2nd Class.

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• All orders are shipped from our warehouse in Northampton, UK within 48 hours of receipt during working hours.
• UK mainland orders typically arrive within 3-5 working days via Royal Mail 2nd Class.
• International estimated delivery times:
• Europe & Channel Islands: 7 to 10 working days
• USA: 7 to 15 working days
• Rest of the World: 9 to 21 working days

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